Framework guide

DORA and ICT risk readiness

Achieve compliance. Demonstrate it. Sustain it. Organize digital operational resilience, ICT risk, third-party, incident, testing, and evidence expectations into a governed readiness path.

Is this the pressure you are facing?

Start with the business trigger.

Best for

Financial entities and ICT third-party providers that need to understand and evidence the parts of DORA relevant to their scope and relationships.

Typical trigger

A regulated customer, management team, or third-party-risk process requires accountable evidence of ICT risk management and operational resilience.

What COMPLY supports

COMPLY helps structure the agreed DORA and ICT-risk scope, map expectations to controls, connect third-party and resilience risks to owners, and organize evidence for review.

Practitioner delivery

How the Workbenches support your engagement.

COMPLY practitioners use purpose-built Workbenches to structure assessments, evidence, and decisions. Depending on the engagement, clients may receive representative screenshots, selected views, reports, exports, or controlled access.

COMPLY-UCF creates a traceable control structure for DORA and overlapping security or resilience expectations.

COMPLY-RISK connects ICT assets, threats, dependencies, treatment, and review decisions.

COMPLY-SSA and COMPLY-DOCS support third-party, capability, evidence, and reporting workflows.

Agreed client-facing outcome

What the engagement can leave behind.

A DORA and ICT-risk readiness baseline

Third-party, resilience, control, and evidence observations

Prioritized remediation and governance outputs agreed for the engagement

Next step

Clarify the scope before you build the plan.

COMPLY supports readiness, governance, evidence, risk management, and internal assessment. It does not issue certifications, replace an independent auditor or certification body, act as a QSA where one is required, or provide legal advice.

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